At Saxon, our clients know to expect a strategic, proactive approach when it comes to compliance within the financial agent relationship.
We believe in supplying relevant and industry-leading conversations, topics and knowledge and providing access to resources to help you stay compliant. This means the confusion and stress associated with remaining compliant is a thing of the past when you work with our knowledgeable agents.
We work every day to take a proactive approach with our strategically developed and consistently executed CAP – Compliance Action Plan.
Having a dedicated team of agents by your side to help navigate the ever-changing world of compliance is a benefit you should have access to.
Don’t go at it alone when it comes to the piles of paperwork and regulations. Technology can only go so far. You need a real partner to help keep you on track.
How does Saxon engage in the compliance conversation?
When it comes to compliance, we understand it is important to not only have a strategy but to ensure there is a clear process for how you will execute it.
This is where the AIM method comes in. The AIM method is simply an acronym that addresses the three pillars that are critical to a strong compliance strategy.
We Assess … your current situation to ensure you are compliant and discuss challenges and future needs.
We Inform (and educate) … From technology to newsletters to webinars, we put a communication strategy in place to keep you informed of compliance changes, upcoming dates and key compliance needs.
We Manage… A true differentiator. Saxon gives you access to a knowledgeable team of in-house agents that have the capability to leverage the shared knowledge of a nationwide network of compliance and legal professionals to answer all of your questions efficiently and, most importantly, accurately.
